Product platform, built by Finvisor
FinvisorPro replaces the spreadsheets, shared folders and email chains that most regulated firms still rely on with one structured, auditable, AI-enabled platform, built by practitioners, so compliance can scale with the business.
From Finvisor Fintech Partners, an award-winning global regulatory consultancy. Software when software is enough, an expert when judgement is required.
regulated clients informed the platform's design
spreadsheets needed to run your compliance programme
specialist modules that plug into the Hub
platform for registers, assessments, actions and evidence
The problem
Most regulated firms still manage compliance through spreadsheets, Word documents, shared folders and email chains. The rest of the business has moved on. Compliance hasn't.
Version-controlled by whoever saved last. No ownership, no timestamps, no defensibility.
Registers in one place, evidence in another, actions in email. Nothing connects.
The compliance narrative lives in one head. When they leave, so does it.
Manual processes consume the analyst time that should be spent on analysis, not admin.
When the regulator asks, it takes days to assemble the answer from scattered sources.
Boards receive static snapshots, not live system data.
The core platform
The Hub brings everything your compliance team runs across spreadsheets, shared drives and email into one structured, auditable environment: over 25 registers, assessments and workflows, with a live dashboard and board reporting on top, and everything else you would expect from a next-generation compliance platform.
Regulator requests, letters, deadlines, inspection items and supervisory history, in one structured log.
Record, classify, assign and mitigate, with severity, ownership and review cycles.
Critical providers, dependency mapping, risk flags and DORA oversight obligations.
Incidents, control failures, near misses and breaches, with owners, deadlines and closure evidence.
Assign actions, set deadlines, track overdue items and link evidence to gaps and reviews.
Enterprise risks, key risk indicators and appetite, kept live rather than reviewed once a year.
See it in action
The Command Center pulls live data from every register, assessment and action into a single view: what's overdue, what's critical, where the risk sits, and how far along you are.
6 open, 1 overdue
1 critical incident open
94% complete, 2 due this week
2 responses pending
142 mapped, 6 due this month
86 controls, 4 tests due
6 in progress, 1 in review
24 on register, 2 rated high
Overall posture is sound and mostly within appetite. Financial-crime residual risk is 32/100, within appetite, and training and attestations are on track. Two areas need attention: operational resilience is above appetite following an open critical incident, and the DORA gap analysis for a critical ICT provider is overdue. Two third parties are rated high and a sanctions list review is due this week.
Drawn from your live registers and FinvisorPro’s regulatory intelligence, for your team to review.
How it works
FinvisorPro does not just record risk, it works it. Here is how a possible exposure moves from a metric to an approved remediation, with the AI doing the legwork and your Head of Compliance making the call.
Your live metrics surface a possible risk exposure across the registers, controls and obligations.
The AI runs an initial assessment and requests the missing information from the risk owner.
With the owner’s input, the AI conducts a final, scored risk assessment, grounded in FinvisorPro’s regulatory intelligence.
The AI drafts the remediation plan, with the actions and supporting evidence attached.
It goes to the Head of Compliance to review, challenge and sign off. Nothing is actioned without approval.
Here is that flow running in real time.
Built-in assessments
Replace the annual Word-document review with structured, repeatable, scored assessment frameworks that live inside the platform, not on a shared drive.
BWRA quality, CDD controls, sanctions, transaction monitoring, escalation and MLRO governance.
Outsourcing governance, criticality classification, oversight controls and contractual arrangements.
Important business services, dependencies, testing, continuity and third-party concentration.
Customer outcomes, governance, oversight, monitoring and escalation against practical conduct obligations.
Structured gap analysis across AML, outsourcing, resilience, governance, controls and operating model.
Benchmark your framework, find weaknesses, prioritise remediation and track improvement over time.
AI-enabled
Not a chatbot. A practical support layer built on real regulatory knowledge, with a clear path to human expertise when judgement is required.
Query regulatory topics and obligations in plain language, grounded in Finvisor's proprietary, multi-jurisdiction regulatory intelligence, with context-aware guidance across your registers and assessments.
Answers drawn from your own registers, policies and assessments, so anyone can see where the firm stands in seconds.
When the issue goes beyond automation, connect directly to a Finvisor practitioner. Software when software is enough, expertise when judgement is required.
Our agents run the analysis and draft your risk assessments, grounded in Finvisor's proprietary, multi-jurisdiction regulatory intelligence. Your officer reviews, challenges and signs off. Every step is explainable, evidenced and defensible.
Specialist modules
Modular products that plug into the Hub. Each one replaces a spreadsheet-led process with a structured, auditable workflow. Subscribe to the modules your firm needs.
Assignments, completion tracking and staff attestations, replacing spreadsheet training logs.
Structured, dynamic customer risk scoring with auditable outputs and a record of every decision.
Your business-wide risk assessment, with dynamic scoring across customer, product, channel and geography, updated when the business changes.
Structured geographical risk with adaptable weightings for onboarding, market entry and periodic review.
Evaluate the quality and coverage of sanctions, PEP and adverse-media screening in a repeatable framework.
Authorisation workflow engine: 100+ process steps, templates, evidence collection and milestone tracking.
Structured procurement and vendor due-diligence workflow, from request through onboarding and oversight.
Safeguarding controls, reconciliation and evidence for EMIs and payment institutions.
Why FinvisorPro
The platform is not trying to remove expertise. It turns expertise into a scalable operating model.
Designed by people who understand compliance operations, authorisations, remediation and regulatory scrutiny, not just software.
Built around evidence, ownership and accountability. Every register, assessment and action is tracked, timestamped and attributable.
Query, navigate and work more efficiently through an embedded assistant trained on real regulatory content. A support layer, not a gimmick.
When an issue goes beyond software, connect directly to a Finvisor practitioner. Judgement on tap, when you need it.
Built for
Especially those still running compliance in spreadsheets while the rest of the business operates in real time, whose technology has outpaced their regulatory infrastructure.
Trust & security
Isolation, residency, evidence and responsible AI are foundations here, not features added later.
Multi-tenant by design with hard separation, enforced at the database. Your data is yours alone.
Your data stays in the EU region on AWS, with encryption in transit and at rest and role-based access.
Every action timestamped and attributable. ISO 27001 in progress and GDPR-aligned.
Every AI answer is explainable and source-aware, with a clear path to a human and a person in control.
Insights
Drawn from the same proprietary, multi-jurisdiction knowledge base that powers Ask Finvisor, and from the practitioners who advise regulated firms every day.
Plain-English breakdowns of Dear CEO letters, consultations and new rules, and what they mean for your firm.
How-to guidance for the work itself: building a defensible BWRA, preparing for a review, evidencing controls.
What is changing across your jurisdictions, surfaced from our regulatory intelligence knowledge base.
FinvisorPro is built for firms that take compliance seriously. Book a walkthrough and see how the Hub, Ask Finvisor and the specialist modules work together.
Request a demo